How we Work

CAPITAL AT RISK. There are risks to all forms of investing, particularly in unregulated, complex, non-readily realisable and/or non-transferrable securities like bonds, loan notes and unquoted equity investments. Forecasts are not guarantees and performance may vary. Tax treatment depends on individual circumstances and may change. These investments are NOT covered by the Financial Services Compensation Scheme (FSCS) and clients will NOT have access to the Financial Ombudsman Service (FOS). All investors should seek independent professional advice before deciding to invest. Please read our risk warning before deciding to invest.
1

Investors are free to register with Thames to find out more about what we do and how we work.

2

You must certify whether you are a high net-worth or sophisticated investor. If you are not, our services are not suitable for you.


3

Upon certifying as a high net-worth or sophisticated investor, we will introduce you to appropriate investment opportunities.

4

You can now review these investment opportunities and ask questions as appropriate.

5

You may now proceed with an investment suited to you. This is subject to completion of the relevant application forms, providing one proof of identity, such as a passport, and one proof of address dated within the last 3 months.

For absolute clarity, we will only introduce products to high net-worth and sophisticated investors as per the regulatory requirements in the United Kingdom.

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